MACP benchmark
The MACP benchmark is Very Good for all posts from 25 July 2016, an overall APAR grade of 6 to short of 8. How the screening committee applies it and defers.
The MACP benchmark is Very Good, for all the posts, for every financial upgradation under the Modified Assured Career Progression scheme falling due on or after 25 July 2016. That single sentence is the whole rule. It is paragraph 17 of the Scheme annexed to Department of Personnel and Training Office Memorandum No. 35034/3/2008-Estt.(D) dated 19 May 2009, as substituted by Office Memorandum No. 35034/3/2015-Estt.(D) dated 28 September 2016, and it replaced a benchmark that had been Good for most employees.
Very Good is not defined anywhere in the MACP orders. It is a band on the appraisal scale, and it means an overall APAR grade of 6 to short of 8 on the ten-point scale under Annexure I to Office Memorandum No. 21011/1/2005-Estt.(A)(Pt-II) dated 23 July 2009. An employee whose reports in the reckoning period do not reach it does not lose the upgradation. It is deferred, and under paragraph 15 of the consolidated guidelines the later upgradations shift back by the same delay.
The benchmark is where most MACP disputes actually start, because it converts a scheme that looks automatic into one that turns on appraisal grades written years earlier by a reporting officer who was not thinking about MACP at all.
The benchmark is Very Good for all the posts
Paragraph 5 of Office Memorandum No. 35034/3/2015-Estt.(D) dated 28 September 2016 substituted paragraph 17 of the MACP Scheme to read:
For grant of financial upgradation under the MACPS, the prescribed benchmark would be ‘Very Good’ for all the posts.
Twenty-one words, and no qualification. The words “for all the posts” are the operative change, because the benchmark they replaced was not uniform. Under the 2009 Scheme the bar was Good up to the grade pay of Rs. 6,600 in pay band 3, and Very Good only for a financial upgradation to the grade pay of Rs. 7,600 and above. The 2016 substitution pulled every post up to the higher figure.
Paragraph 6 of the same Office Memorandum fixes the commencement at 25 July 2016, the date of the resolution notified by the Department of Expenditure accepting the recommendations of the 7th Central Pay Commission. That date matters more than it looks. It is not 1 January 2016, from which the pay matrix and the revised pay itself took effect, so an upgradation that fell due between 1 January and 24 July 2016 is governed by the old split benchmark even though the employee was already drawing revised pay.
The Office Memorandum carries a small oddity on its face. The date is typed as September 27, 2016 and corrected in manuscript to 28, which is why departments cite it variously as 27.09.2016, 28.09.2016 or, as the Government of Puducherry did in its Office Memorandum No. A.32019/1/2009/DPAR/CCD(2) dated 6 November 2017, “27/28.09.2016”. The signed date is 28 September 2016. Paragraph 3 of the same document also misprints the founding 2009 Office Memorandum number as 35024/3/2008-Estt.D, though paragraph 1 gives it correctly as 35034/3/2008-Estt.(D).
What Very Good means on the APAR scale
Very Good means an overall grade of 6 to short of 8. The four bands come from Annexure I to Department of Personnel and Training Office Memorandum No. 21011/1/2005-Estt.(A)(Pt-II) dated 23 July 2009, which governs the annual performance appraisal report rather than MACP:
| Overall grade | Band |
|---|---|
| 8 to 10 | Outstanding |
| 6 to short of 8 | Very Good |
| 4 to short of 6 | Good |
| Below 4 | Unnamed |
The overall grade is not a number the reporting officer writes down directly. Annexure I builds it from three blocks of the report: the mean of the work output entries multiplied by 0.4, the mean of the personal attributes entries multiplied by 0.3, and the mean of the functional competency entries multiplied by 0.3, the three products added together. An officer graded 8 throughout work output but 7 throughout the other two blocks reaches 7.4, which is Very Good and not Outstanding.
The arithmetic is worth following, because the MACP bar sits at exactly 6.00. A report that averages 5.9 is Good and fails the benchmark; one that averages 6.0 clears it. The gap between the two is a single point on a single parameter in one of the three blocks.
Which appraisal years the higher benchmark reaches
Paragraph 17(i) of Annexure-I to the consolidated guidelines of 22 October 2019 states that the revised benchmark “shall be applicable for the APARs for the year 2016-17 and subsequent years”. Paragraph 17(ii) then says that the benchmark for 2015-16 and earlier years continues as it was under the Office Memorandum of 19 May 2009, and reproduces the old rule verbatim before setting out this table:
| APAR for the year | Benchmark, Level 11 and below | Benchmark, Level 12 and above |
|---|---|---|
| 2013-14 and earlier years | Good | Very Good |
| 2014-15 | Good | Very Good |
| 2015-16 | Good | Very Good |
| 2016-17 | Very Good | Very Good |
| 2017-18 and subsequent years | Very Good | Very Good |
The table is the operative instrument in almost every real case, because a MACP considered in, say, 2019 reads reports written on both sides of the 2016 line. An employee at Level 11 or below is judged against Good for the older reports and Very Good for the newer ones, so two pre-2016 reports graded Good do not sink the case.
An employee at Level 12 or above gets no such transition. Level 12 corresponds to the pre-revised grade pay of Rs. 7,600, which is precisely the figure at which the 2009 Scheme already demanded Very Good. For that officer the 2016 substitution changed nothing at all: the bar was Very Good in 2013-14 and it is Very Good now.
Who applies the benchmark, and when
A screening committee applies it, constituted in each department under paragraph 4 of Office Memorandum No. 35034/3/2015-Estt.(D) dated 22 October 2019. The composition is fixed: a chairperson and two members, the members holding posts at least one level above the level in which the MACP is being considered and in no case below the rank of Under Secretary or equivalent, with the chairperson generally a level above the members.
The committee is not a departmental promotion committee and the consolidated guidelines nowhere equate the two. Its recommendations are approved by the Secretary of the ministry where the appointing authority is the President and the committee sits in the secretariat, by the head of the organisation where the committee sits in a field, attached or subordinate office, and by the appointing authority in every other case, under paragraph 5.
Timing is fixed too. Paragraph 6 requires the committee to meet twice in a financial year: the meeting in the first week of January takes the cases maturing between April and September, and the meeting in the first week of July takes those maturing between October and March. An employee completing 10 years of service in November is therefore considered in the July meeting that preceded it, not after the event.
The reckoning period, and what the guidelines leave open
Paragraph 17(ii) says the departmental screening committee “shall assess the APARs in the reckoning period”. It does not define the reckoning period, does not fix a number of years, and does not prescribe how several reports are to be combined into one verdict.
That silence is the source of most of the disagreement about how many Very Good reports an employee needs. The table in paragraph 17(ii) attaches a benchmark to each report year rather than to a count of years or to an average across them, which reads naturally as a year-by-year test. Where scores are averaged instead, Annexure I to the Office Memorandum of 23 July 2009 supplies the values used for the purpose: 9 for Outstanding, 7 for Very Good, 5 for Good and zero for any grade below 4. Averaging those numbers over five reports produces a different answer from applying the benchmark report by report, and the consolidated guidelines do not say which method binds.
Departments have filled the gap in different ways, which is why an employee refused an upgradation in one ministry may see a colleague in another cleared on the same spread of grades.
What happens when the benchmark is not met
The upgradation is deferred. Paragraph 15 of Annexure-I to the guidelines of 22 October 2019 addresses a financial upgradation deferred and not allowed after 10 years in a level because the employee is unfit or because of departmental proceedings, and provides that this has a consequential effect on the subsequent financial upgradation, which is deferred to the extent of the delay in the grant of the first one.
The mechanism is a shift, not a restart. An employee whose first upgradation is held up by 26 months takes the second and third upgradations 26 months late as well, rather than waiting a fresh 10 years from the deferred grant. The distinction is worth money: on a Level 6 to Level 7 movement the difference between the two readings runs to years of the higher annual increment base.
The cost does not stop at retirement either. Paragraph 21 makes the pay drawn in the level granted under MACP the basis for determining terminal benefits, so a deferral that is never made good compresses pension and gratuity as well as pay.
Relaxation, and challenging a grading
The Scheme has no relaxation clause. Paragraph 17(i) prescribes Very Good for all levels in flat terms, and neither the substituting Office Memorandum of 28 September 2016 nor the consolidation of 22 October 2019 gives a screening committee, an appointing authority or an administrative ministry any power to grant an upgradation to an employee whose reports fall short.
The route to change the underlying grade is the appraisal process, and it closes early. Paragraph 2(ii) of Office Memorandum No. 21011/1/2005-Estt.(A)(Pt-II) dated 14 May 2009 requires the full report to be communicated to the officer reported upon, including the overall grade and the assessment of integrity, and allows a representation within 15 days, to be disposed of within 30 days. Office Memorandum No. 21011/1/2010-Estt.A dated 13 April 2010 requires that disposal to be quasi-judicial, with reasons recorded for any upgradation of a grade.
An employee who lets that window pass has no second one. The screening committee reading a Good grading for 2017-18 in a meeting held in 2023 is reading a grading that became final in 2019, and it has no jurisdiction to reopen it.
The benchmark does not govern promotion
This is the most common error on the subject. Paragraph 5.1.45 of the 7th Central Pay Commission report recommended that the “benchmark for performance appraisal for promotion and financial upgradation under MACPS be enhanced from ‘Good’ to ‘Very Good’”, covering both, and paragraph 5 of the Office Memorandum of 28 September 2016 records that the government considered that recommendation and accepted it.
What the Office Memorandum then did is narrower than what it accepted. Its operative words substitute paragraph 17 of the MACP Scheme, and they touch nothing else. No corresponding amendment was made to the instructions a departmental promotion committee works under, so the benchmarks there remain those of Office Memorandum No. 35034/7/97-Estt.(D) dated 8 February 2002: Very Good for promotion to Pay Level 12 and above, and Good for grades below Pay Level 12, including promotion from a lower group into a Group A post. For promotion to Pay Level 14 and above, Office Memorandum No. 22011/3/2007-Estt.(D) dated 18 February 2008 requires Very Good in each of the five reports under consideration rather than in the round.
The practical consequence is a gap that surprises people: an employee at Level 8 can be found fit for regular promotion on a Good record and refused a MACP upgradation on the same record in the same year. The wider comparison is set out at MACP compared with promotion.
Railway staff, autonomous bodies and disciplinary cases
Railway employees are covered through the Railway Board rather than directly. The Board circulated the revised benchmark as RBE No. 155/2016 and the consolidated Scheme as RBE No. 16/2020, and zonal railways have reissued the year-by-year table to their own staff, as East Coast Railway did for non-gazetted employees by letter No. ECoR/Pers/R/Clari-MACPs/2020 dated 29 July 2020.
Autonomous bodies are not covered automatically. Paragraph 14 of Annexure-I makes the Scheme directly applicable only to Central Government civilian employees, and permits extension to employees of central autonomous or statutory bodies under a ministry subject to the conditions in Office Memorandum No. 35034/3/2010-Estt.(D) dated 3 August 2010. A body that has not adopted the Scheme has no MACP benchmark to apply.
Where disciplinary proceedings are running, paragraph 18 puts the case under the rules governing normal promotion, which means the CCS (CCA) Rules, 1965 and the sealed-cover instructions issued under them, rather than under the benchmark rule. Paragraph 19 keeps the Scheme uniform for Scheduled Caste and Scheduled Tribe employees, confines reservation in promotion to the regular promotion stage, and makes it non-mandatory to associate SC and ST members in the screening committee.
Who the Scheme covers at all
The benchmark only bites on employees the Scheme reaches. Paragraph 3 of the Office Memorandum of 22 October 2019 applies it to all regularly appointed Group A, B and C Central Government civilian employees, except officers of the Organised Group A Services, and excludes casual employees, employees granted temporary status, and those appointed on an ad hoc or contract basis. Paragraph 3 of Annexure-I caps the upgradations at Level 15, the Higher Administrative Grade.
The Scheme itself has been in force since 1 September 2008, and paragraph 8 of the 2019 Office Memorandum reserves any interpretation of its scope and meaning to the Establishment (D) division of the Department of Personnel and Training.
Frequently Asked Questions (FAQs)
What is the benchmark for MACP?
What APAR score is Very Good for MACP?
From when does the Very Good benchmark apply to MACP?
Which APAR years carry the Very Good benchmark?
What is the MACP benchmark for Level 12 and above?
What happens if the MACP benchmark is not met?
Does a deferred MACP delay the second and third upgradations?
Can the MACP benchmark be relaxed?
Can an APAR grading be challenged when MACP is refused?
How many Very Good gradings are needed for MACP?
Does the MACP benchmark apply to promotion by a DPC?
Does the Very Good benchmark apply to railway employees?
Does the benchmark apply in an autonomous body?
Is the benchmark relaxed for SC and ST employees?
Related Articles
- Modified Assured Career Progression
- MACP compared with promotion
- Annual performance appraisal report
- Departmental promotion committee
- Non-functional upgradation
- Assured Career Progression
- Promotion
- Pay fixation on promotion
- Pay fixation
- Pay matrix
- Annual increment
- Date of next increment
- Qualifying service
- Seniority
- Stepping up of pay
- Grade pay
- 7th Central Pay Commission
- CCS (Revised Pay) Rules, 2016
- CCS (CCA) Rules, 1965
- Major and minor penalty proceedings
- Pension calculation
- Gratuity for central government employees
- Department of Personnel and Training
- Department of Expenditure
- Take-home salary of central government employees
- Central government employees in India
- Minor penalty
External references
- Department of Personnel and Training
- DoPT Office Memorandum No. 35034/3/2015-Estt.(D) dated 28 September 2016
- Consolidated MACP guidelines, DoPT Office Memorandum dated 22 October 2019
- DoPT establishment (D) circulars
- DoPT circulars database
- Department of Expenditure
References
- Modified Assured Career Progression Scheme, Department of Personnel and Training Office Memorandum No. 35034/3/2008-Estt.(D) dated 19 May 2009, whose paragraph 17 prescribed the benchmark of Good up to the grade pay of Rs. 6,600 in pay band 3 and Very Good for financial upgradation to the grade pay of Rs. 7,600 and above.
- Department of Personnel and Training Office Memorandum No. 35034/3/2015-Estt.(D) dated 28 September 2016, paragraph 5 substituting paragraph 17 of the Scheme to read “For grant of financial upgradation under the MACPS, the prescribed benchmark would be ‘Very Good’ for all the posts”, and paragraph 6 fixing the commencement at 25 July 2016, the date of the Department of Expenditure resolution accepting the 7th Central Pay Commission recommendations.
- Consolidated guidelines regarding the Modified Assured Career Progression Scheme for the Central Government Civilian Employees, Department of Personnel and Training Office Memorandum No. 35034/3/2015-Estt.(D) dated 22 October 2019: paragraphs 3 to 6 on coverage, the screening committee, the approving authority and the twice-yearly meeting calendar, and paragraphs 3, 14, 15, 17(i), 17(ii), 18, 19 and 21 of Annexure-I.
- Department of Personnel and Training Office Memorandum No. 21011/1/2005-Estt.(A)(Pt-II) dated 23 July 2009, Annexure I, prescribing the grading bands of 8 to 10 Outstanding, 6 to short of 8 Very Good, 4 to short of 6 Good and below 4 unnamed, and the computation of the overall grade at 40% work output, 30% personal attributes and 30% functional competency.
- Department of Personnel and Training Office Memorandum No. 21011/1/2005-Estt.(A)(Pt-II) dated 14 May 2009, paragraph 2(ii), on communication of the full appraisal report and the 15-day representation window, read with Office Memorandum No. 21011/1/2010-Estt.A dated 13 April 2010 on quasi-judicial disposal of a representation.
- Seventh Central Pay Commission report, paragraph 5.1.44 on continuation of the Scheme at 10, 20 and 30 years, and paragraph 5.1.45 recommending that the benchmark for performance appraisal for promotion and financial upgradation under MACPS be enhanced from Good to Very Good, both quoted in the Office Memorandum of 28 September 2016.
- Department of Personnel and Training Office Memorandum No. 35034/7/97-Estt.(D) dated 8 February 2002, prescribing the departmental promotion committee benchmarks of Very Good for Pay Level 12 and above and Good below it, and Office Memorandum No. 22011/3/2007-Estt.(D) dated 18 February 2008 on Pay Level 14 and above.
- Government of Puducherry, Department of Personnel and Administrative Reforms, Office Memorandum No. A.32019/1/2009/DPAR/CCD(2) dated 6 November 2017, communicating the DoPT clarification that where a MACP falls due on or after 25 July 2016 the overall grading of the appraisal reports must be at least Very Good.
- Railway Board RBE No. 155/2016 and RBE No. 16/2020, and East Coast Railway letter No. ECoR/Pers/R/Clari-MACPs/2020 dated 29 July 2020 applying the benchmark table to non-gazetted railway staff.